Home » Newsletter » Newsletter CNMV nº 42

Newsletter CNMV nº 42: CNMV’s Chairman, Sebastián Albella, at the “Foro Cinco Días”

15 / 12 / 2017

Newsletter CNMV

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CNMV’s Chairman, Sebastián Albella, at the “Foro Cinco Días”

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CNMV updates and expands the virtual office On-Line

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CNMV streamlines its verification procedures for fixed-income issues for qualified investors

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New Technical Guide on the conflicts of interest of the CIS Management Companies subject to consultation (until 31 December)

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LEI Code – Television news – TVE1: CNMV explains what it is. It is necessary to operate from January 2018

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ESMA warnings about ICOs translated into Spanish:

– For investors

– For entities

MiFID II MiFIR

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SCORE/CNMV: CNMV extends the testing period to 20 December.

CNMV to adopt ESMA guidelines on MiFID II product governance requirements.

The Council of Ministers sends the Securities Market Draft Law to the State Council.

CNMV publishes ten new qualifications that meet the MiFID II requirements .

CNMV Updates the Guide for Transaction Reporting under MiFID II/MiFIR.

The director of Secondary Markets explains the latest developments on market structure.

More information

Investor Education

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A new edition of the Financial Education School Programme begins.

Investor Protection

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Ten tips to avoid boiler-rooms.

Investor phone number 900 535 015

New warnings from CNMV:

Statistics

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Investment service companies October 2017.

Asset Securitization Funds. October 2017.

Collective investment schemes Second Quarter 2017.

In the registries

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Last inscriptions in the weekly bulletins.

Disciplinary Penalties

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CNMV Registry

INTERNATIONAL

ESMA

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Risk Dashboard: ESMA sees no change in overall risk levels.

More information

 

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