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Newsletter CNMV nº 43: Best wishes for 2018

27 / 12 / 2017

Newsletter CNMV

MiFID II MiFIR

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Updated. Questions and answers on the implementation of the MiFID II Directive

Six new titles accredited for the new qualifications under MiFID II requirements

Statement regarding the limits for commodities derivatives

ESMA instructions for accesing and downloading FIRDS FILES

ESMA statement to support the smooth introduction of the LEI requirements. Statement by CNMV on ESMA measures to facilitate the introduction of the LEI code for clients that are legal persons under Article 26 of MIFIR (Transaction Reporting)

Information for the sector from CNMV with guidelines for the ancillary activity exemption notification

Forms published for:

– Notification of systematic internalization activity

– Notification of activities related to algorithmic negotiation.

Updated information for the sector on Aplication on MiFID II and MiFIR, on issues related with markets and financial instruments

The content of the Implementation Group Meeting is published on the website

More information

All the information about Mifid II /MiFIR

PRIIPS

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Questions and answers on the implementation of PRIIPS

Legislation

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CNMV’s approves the New Circular on the website disclosure obligations of investment firms

Latest developments in national regulations

Investor Protection

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Ten tips to avoid boiler-rooms

Investor phone number 900 535 015

New warnings from CNMV:

Statistics

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Investment service companies October 2017

Asset Securitization Funds November 2017

Economic and financial information relating to asset-backed securities (1st Quarter 2017)

In the registries

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Latest inscriptions in the weekly bulletins

Disciplinary Penalties

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CNMV Registry

INTERNATIONAL

ESMA

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ESMA issues updated statement on upcoming measures in relation to CFDS, binary options and other speculative products offered to retail clients

More information

 

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