Home » Newsletter » Newsletter CNMV nº 46

Newsletter CNMV nº 46: Activity Plan for 2018 presented

21 / 2 / 2018

CNMV Newsletter

Investor Protection

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Statistics

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Collective investment schemes. 3Q2017

Investment firms. November 2017

Asset Securitization Funds. December 2017

In the registries

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Last entries in the weekly bulletins

Disciplinary Penalties

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Resolution dated 15 January 2018, in which the penalty for very serious infringement imposed on UBS EUROPE SE, Sucursal España (previously, UBS BANK, SA) is published.

Resolution dated 26 January 2018, in which the penalty for very serious infringements imposed on Mr. Hassan Abdelaziz El Ouazzani is published.

CNMV Registry

INTERNATIONAL

IOSCO

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Proposed policy measures to protect investors of OTC leveraged products

Recommendations and good practices to improve liquidity risk management for investment funds

More information

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