Newsletter CNMV nº 75: Reflections on the Capital Markets Union

07/10/2019

CNMV Newsletter

Reflections on the Capital Markets Union

Today is the Financial Education Day/ World Investor Week 2019

Annual report on investors' complaints and enquiries for 2018

The CNMV receives an award for its contribution to the sector

Visit from the Vietnamese supervisor

ESMA consults on MAR review

MiFID II / MiFIR

New accredited qualifications and certificates included in the list

All the information about MiFID II / MiFIR

Disciplinary Proceedings

Resolution dated 5 September 2019, in which the penalties for very serious and serious infringements imposed on Housers Global Properties, PFP, SL. are published.

Resolution dated 5 September 2019 in which the penalties for very serious infringements imposed on Beta Asociados, SL, and Mr. José Del Pilar Moreno Carretero are published.

CNMV Disciplinary Penalties Registry

Investor Protection

Ten tips to avoid boiler-rooms

Investors' phone 900 535 015

New warnings from CNMV

Legislation

Guidelines on risk factors under the Prospectus Regulation

Latest developments in national regulations

Statistics

Investment services firms, Jule 2019

In the registries

Latest entries in the weekly bulletins

INTERNATIONAL

ESMA

ESMA prepares for new responsibilities in 2020

Call for evidence on the effects of product intervention measures (CFDs and binary options)

More information

IOSCO

MMFs and securitization: Updates to peer reviews of regulation

IOSCO reviews member efforts to deter mis-selling of complex financial products

More information

Copyright © 2019 Comisión Nacional del Mercado de Valores, All rights reserved

Follow us:

YouTube

Stay informed

SUBSCRIBE