CNMV Newsletter No. 94: Conferences on sustainable finance

14/10/2020

CNMV Newsletter

Conferences on sustainable finance

More than one hundred activities to celebrate Financial Education Day

Ana Martínez-Pina, at the 15th PIOB anniversary

Criteria regarding the use of social networks to disseminate inside information

New Technical Guide on currency derivatives used as a means of payment

Comments received

Consultation on amendment to TG 4/2017, for evaluation of knowledge and skills of staff who inform and advise

Circular amending the templates used for the ACGR and ARRBM:

Comments received

Public officials job vacancies

Information Systems Department

General Secretariat

Covid-19

CNMV: Information on the situation caused by Covid-19

ESMA

Actions in response to the pandemic

IIMV

COVID-19 regulatory impact in Ibero-American' capital markets. Newsletter nº11

MiFID II / MiFIR

Incorporated new accredited qualifications and certificates to the list

Consultation Paper on OTF regime

Impact of Brexit

Q&A on MiFIR data reporting, updated

Consultation paper on MiFIR review report on the obligations to report transactions and reference data

All the information about MiFID II / MiFIR

Investor Protection

Ten tips to avoid boiler-rooms

Investors' phone 900 535 015

New warnings from CNMV

Disciplinary Proceedings

Resolution announcing penalties for a serious infringement imposed upon Obrascón Huarte Lain, SA, Mr. Tomás García Madrid, Ms. Mónica Sofía de Oriol Icaza, Mr. Juan Villar-Mir de Fuentes and Mr. Juan José Nieto Bueso

Resolution announcing penalties for very serious infringements imposed upon Finanze Fénix Planificadores Financieros EAFI, SA (now Livemarkets, SA), Ms. Verónica Arranz Sánchez and Mr. Daniel Puerta Arranz

Resolutions announcing penalties for serious infringements imposed upon QRenta SA and related firms

Resolution announcing a penalty for a very serious infringement imposed upon Banco Financiero y de Ahorro, SA, currently BFA Tenedora de Acciones, SAU

CNMV Disciplinary Penalties Registry

Legislation

Latest developments in national regulations

Statistics

Investment firms. July. 2020

In the registries

Latest entries in the weekly bulletins

INTERNATIONAL

ESMA

New set of challenges in 2021

More information

IOSCO

Fourth World Investor Week to enhance investor education and protection

More information

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