CNMV Newsletter nº 131: New Q&As on Sustainability Regulations Applicable to Financial Products

29/07/2022

CNMV

CNMV Newsletter

Sustainable finance

New Q&As on Sustainability Regulations Applicable to Financial Products

New Q&As on Sustainability Regulations Applicable to Financial Products

Public statement on the forthcoming implementation of the amendment to Delegated Regulation 2017/565 as regards the consideration of sustainability preferences of clients in the suitability assessment

Forthcoming implementation of the amendment to Delegated Regulation 2017/565 as regards the consideration of sustainability preferences of clients in the suitability assessment

Conclusions from the Review of the Obligation to Report Suspicious Insider Dealing Transactions in 2021

Conclusions from the Review of the Obligation to Report Suspicious Insider Dealing Transactions in 2021

New Quarterly Bulletin 2Q22

New Quarterly Bulletin 2Q22

Financial Education Day to Be Held on 3 October

→ Financial Education Day to Be Held on 3 October

Guide on Fintech Products and Services

→ Guide on Fintech Products and Services

Investor protection

→ Ten tips to avoid boiler-rooms

→ Investors' phone 900 535 015

NEW WARNINGS:

Legislation

→ Latest developments in national regulations

Statistics

→ New Asset Securitisation Fund (FTA) Statistics

→ Investment firms: May 2022

Disciplinary Penalties

→ Resolution dated 7 July 2022 in which the penalties for very serious infringements imposed on Deoleo, SA, Gianluca Bolla, Francisco Javier López-García Asenjo, Theatre Directorship Service Delta SARL y Ignacio Silva Alcalde, are published

In the registries

→ Latest entries in the weekly bulletins

International

ESMA

ESMA

More information

IOSCO

IOSCO

More information

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