CNMV Newsletter nº 72: The SEC and the CNMV are to chair the Monitoring Group

25/07/2019

CNMV Newsletter

The SEC and the CNMV are to chair the Monitoring Group, an international institution that ensures auditing standards are aligned with the public interest

Spain leads a FSB Country Peer Review for the first time

Twentieth anniversary of the Superintendency of the Securities Market of Panama (SMV) and the IIMV

The preliminary expert report will not be required for fixed income and structured products retail

Quarterly bulletin: includes the report on the situation of national and international financial markets

In the markets

Opening of the period for receipt of expressions of interest for the proposal of the Insolvency Administrator of the company Urbar Ingenieros, S.A.

Authorised the takeover bid submitted by Gestora de Activos y Maquinaria Industrial, S.L. (GAMI) for GAM

MiFID II / MiFIR

New accredited qualifications and certificates included in the list

Public consultation on the functioning of the market data marketing scheme

Transparency: Update of Q&A

Market structure issues: Update of Q&A

All the information about MiFID II / MiFIR

Disciplinary Proceedings

CNMV Disciplinary Penalties Registry

Investor Protection

Summer tip: Be wary of "boiler rooms"

Ten tips to avoid boiler-rooms

Investors' phone 900 535 015

New warnings from CNMV

Legislation

Latest developments in national regulations

Statistics

Investment services firms, May 2019

In the registries

Latest entries in the weekly bulletins

INTERNATIONAL

ESMA

Newsletter nº 6

More information

IOSCO

Statement on IOSCO liquidity risk management recommendations for investment funds

More information

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