CNMV Newsletter Nº116: SUERF-CNMV Conference on corporate governance and sustainability goals

23/11/2021

CNMV Newsletter

SUERF-CNMV Conference on corporate governance and sustainability goals

Rodrigo Buenaventura's closing speech at Bestinver-IESE's Third Forum on Saving and Investment in Spain

The Vice-Chair's closing speech at Mapfre's Forum on sustainable finance

The speech delivered by the Commissioner, Helena Viñes, at COP26

Ángel Benito's closing speech at the Eighth Edition of the IEAF-FEF Financial Monitoring Panel "El Futuro del Análisis Bursátil"

Patricia Muñoz, at the "Expansión Compliance" awards ceremony

Gloria Caballero participates in the Edufinet Conference

Interpretative criteria on the regime for reporting related-party transactions, published

New Q&As: Sustainability regulations for financial products

New Q&As: CIS/Venture capital firm regulations

International bulletin

Financial Education

Award for the "Finanzas para todos" Portal

New Quiz on options and futures

Guide to options and futures

Investor Protection

Ten tips to avoid boiler-rooms

Investors' phone 900 535 015

New warnings from CNMV

Legislation

Latest developments in national regulations

Statistics

Statistics on investment firms. August 2021

Collective investment scheme statistics 2Q 2021

Commercial paper placement statistics 3rd Q 2021

Disciplinary Proceedings

Resolution dated on 3 November 2021, in which the penalty for a serious infringement imposed on David Martínez Guzmán

Resolution dated on 3 November 2021, in which the penalty for a serious infringement imposed on Andrei Ivanov

Resolution dated on 3 November 2021, in which the penalty for a serious infringement imposed on Housers Global Properties, PFP, S.L.

CNMV Registry

In the registries

Latest entries in the weekly bulletins

INTERNATIONAL

ESMA

Technical standards on crowdfunding, published

ESMA publishes latest edition of its newsletter

More information

IOSCO

IOSCO consults on revised Principles for the regulation and supervision of commodity derivatives markets to reflect recent market developments

More information

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