Newsletter CNMV nº 46: Activity Plan for 2018 presented

21/02/2018

CNMV Newsletter

Activity Plan for 2018 presented

Death of Blas Calzada

Cryptocurrencies/ICOs:

- BdE/CNMV statement to retail investors

- CNMV considerations to professionals

Stress indicator stands at a low/med level limit for the first time in a year

Report on the CNMV's review of the annual financial reports and main enforcement priorities for the following year

Extension term admission for the recruitment process of technical staff until 25 February

New international bulletin issue

Collaboration agreement with the Bank of Spain (BdE) for the promotion and development of the Financial Education Plan

MiFID II / MiFIR

ESMA guidelines on product governance requirements into Spanish

All the information about MiFID II / MiFIR

Investor Protection

Ten tips to avoid boiler-rooms

Investor's phone 900 535 015

New warnings from CNMV

Legislation

ESMA launches Interactive Single Rulebook

Latest developments in national regulations

Statistics

Collective investment schemes. 3Q2017

Investment firms. November 2017

Asset Securitization Funds. December 2017

In the registries

Last entries in the weekly bulletins

Disciplinary Penalties

Resolution dated 15 January 2018, in which the penalty for very serious infringement imposed on UBS EUROPE SE, Sucursal España (previously, UBS BANK, SA) is published.

Resolution dated 26 January 2018, in which the penalty for very serious infringements imposed on Mr. Hassan Abdelaziz El Ouazzani is published.

CNMV Registry

INTERNATIONAL

ESMA

2018 Supervisory Convergence Work Programme

2018 Work Programme for CRAs, trade repositories and third country CCPs

2018 Regulatory Work Programme

More information

IOSCO

Proposed policy measures to protect investors of OTC leveraged products

Recommendations and good practices to improve liquidity risk management for investment funds

More information

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