Newsletter CNMV nº 47: The European Parliament discusses the reform of the European Supervisory Authorities

08/03/2018

CNMV Newsletter

The European Parliament discusses the reform of the European Supervisory Authorities (ESAs)

CNMV approves the Thecnical Guide to CIS related-party transactions carried out by CIS management companies

4th Edition of the Good Governance Forum Awards held in Barcelona

MiFID II / MiFIR

Updated the Operational Guide for Transaction Reporting under MiFIR

Incorporated new accredited qualifications and certificates to the list

All the information about MiFID II / MiFIR

Investor Protection

Ten tips to avoid boiler-rooms

Investor's phone 900 535 015

New warnings from CNMV

Investor education

What fees am I being charged?

This is really a price sensitive information

Legislation

Latest developments in national regulations

Statistics

Primary Markets Statistics 4Q2017

Commercial paper placement statistics 4Q2017

Investment firms. December 2017

Asset Securitization Funds. January 2018

Economic and financial information on securitization funds 2Q2017

In the registries

Last entries in the weekly bulletins

Disciplinary Penalties

Resolution dated 13 February 2018, in which the penalty for serious infringement imposed on Auriga Global Investors, SV, SA is published.

CNMV Registry

INTERNATIONAL

ESMA

More information

IOSCO

IOSCO consults on guidance to address conflicts of interest in the equity capital raising process

More information

ESMA

FSB publishes Global Shadow Banking Monitoring Report 2017

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