CNMV Newsletter nº 59: Public consultation of the Technical Guide on Appointments and Remuneration Committees

21/11/2018

CNMV Newsletter

Corporate Governance: Public consultation on a Technical Guide on Nomination and Remuneration Committees

First edition of the Manuel Olivencia Award

ANESFI: The Financial Stability Board promotes the creation of a macro-prudential authority

Retail investor protection: Public consultation on intervention measures on binary options and CFDs

The Spanish financial market stress indicator remains at low levels

MiFID II / MiFIR

New accredited qualifications and certificates included in the list

Suspension of certain waivers on pre-trade transparency requirements in the trading in specific listed shares for six months (published in November 2018)

All the information about MiFID II / MiFIR

In the markets

Delisting takeover bid of Funespaña, S.A.

Benchmarks

Roundtable on euro risk-free rates

New delegated regulations

Disciplinary Proceedings

Resolution dated 9 October 2018, in which the penalties for serious infringements imposed on Prim, SA, and on Link Securities, SV, SA. are published

Resolution dated 15 October 2018, in which the penalties for very serious infringements imposed on Mercados y Gestión de Valores, AV, SA, and on Rafael Collada Barreno are published

CNMV Public Disciplinary Penalties Registry

Investor Protection

Ten tips to avoid boiler-rooms

Investors' phone 900 535 015

New warnings from CNMV

Legislation

Resolution plans:

- Commission implenting Regulation (EU) 2018/1624

Safe-keeping duties of depositories:

- Commission Delegated Regulation(EU) 2018/1618

- Commission Delegated Regulation (EU) 2018/1619

Latest developments in national regulations

Statistics

Collective investment schemes statistics 2nd Quarter 2018

Primary Markets statistics 3rd Quarter 2018

Asset-backed securities statistics September 2018

Commercial paper placement statistics. 3rd Quarter 2018

In the registries

Lastest entries in the weekly bulletins

INTERNATIONAL

ESMA

More information

IOSCO

More information

Copyright © 2018 Comisión Nacional del Mercado de Valores, All rights reserved

Follow us:

YouTube

Stay informed

SUBSCRIBE