Newsletter CNMV nº62: MiFID II transposition completed 10/01/2019 CNMV Newsletter MiFID II transposition completed The Official Gazette publishes a Circular on the information to be provided by investment management companies and vehicles ESMA Statement issued to firms on their obligations on disclosure of information to clients in the context of Brexit ESMA Exemption for market making activities and for primary dealers authorised under the short−selling Regulation All the information about MiFID II suitability requirements MiFID II / MiFIR New accredited qualifications and certificates included in the list Risks and factors related to sustainability in MiFID II: ESMA consultation All the information about MiFID II / MiFIR Benchmarks ESMA updates its Q&As regarding Benchmarks ESMA Guidelines on non-significant benchmarks Report on the transition from EONIA to ESTER Second public consultation on determining an ESTER-based term structure Disciplinary Proceedings CNMV Disciplinary Penalties Registry Investor Protection ESMA renews the product intervention measures on binary options Ten tips to avoid boiler-rooms Investors' phone 900 535 015 New warnings from CNMV NATIONAL INTERNATIONAL Legislation Law 11/2018, of 28 December, amending the Spanish Commercial Code, the consolidated text of the Spanish Limited Liability Companies Law approved by Royal Legislative Decree 1/2010, of 2 July, and Audit Law 22/2015, of 20 July, on non-financial information and diversity. Latest developments in national regulations Statistics Investment firms – October 2018 Asset securitisation funds – October 2018 In the registries Lastest entries in the weekly bulletins INTERNATIONAL ESMA More information IOSCO More information Copyright © 2018 Comisión Nacional del Mercado de Valores, All rights reserved Follow us: