Newsletter CNMV nº 79: Happy 2020

19/12/2019

CNMV Newsletter

The CNMV at the COP25 conference

Report on non-bank financial intermediation (NBFI) in Spain

New Circular 2/2019 on liquidity contracts

MiFID II / MiFIR

ESMA updates the Q&As on MiFIR data reporting

All the information about MiFID II / MiFIR

Disciplinary Proceedings

CNMV Disciplinary Penalties Registry

Investor Protection

Ten tips to avoid boiler-rooms

Investors' phone 900 535 015

New warnings from CNMV

Legislation

Latest developments in national regulations

Statistics

Investment firms September 2019

In the registries

Latest entries in the weekly bulletins

INTERNATIONAL

ESMA

ESMA consults on procedural rules to impose penalties on supervised entities

ESMA publishes responses received to its consultation on the MAR review

More information

IOSCO

IOSCO launches a new framework for monitoring leverage in funds that may pose stability risks

Market infrastructures: CPMI and IOSCO share authorities' experiences in cooperation to increase FMI safety and efficiency

More information

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