CNMV Newsletter nº 83: Actions for COVID19

12/03/2020

CNMV Newsletter

Actions for COVID19

The CNMV applies measures to ensure the continuity of its services and the performance of duties by its personnel

Considerations of the CNMV on general shareholders meetings of listed companies in view of the health situation caused by COVID-19

ESMA recommends action by financial market participants

The CNMV in Barcelona

The Vice-Chair at the Expansión fund awards ceremony

Reporting by board members via NOD procedure

Working paper: Economía conductual para la protección del inversor

Supervisory report on the annual accounts of issuing companies (2018)

Financial Stability note

New International Bulletin

MiFID II / MiFIR

Public consultation on the review of the MiFID II/MiFIR regulatory framework

All the information about MiFID II / MiFIR

Disciplinary Proceedings

Resolution dated on 5 February 2020, in which the penalty for a serious infringement imposed on Azora Gestión, SA, SGIIC is published

Resolution dated on 5 February 2020, in which the penalty for a very serious infringement imposed on Alexander Samodurov Aleschenko is published.

CNMV Disciplinary Penalties Registry

Investor Protection

Ten tips to avoid boiler-rooms

Investors' phone 900 535 015

New warnings from CNMV

Legislation

Draft bill for the promotion of long-term shareholder involvement.

Public consultation: transposition of the Directive on the issue and supervision of covered bonds and of the Directive on cross-border distribution of collective investment schemes

Latest developments in national regulations

Statistics

Collective Investment Schemes 3Q 2019

Investment firms November 2019

In the registries

Latest entries in the weekly bulletins

INTERNATIONAL

ESMA

ESMA publishes translations for guidelines on MMF stress tests

More information

IOSCO

More information

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